4//SEC Filing
Coleman Jonathan Daniel 4
Accession 0001380747-11-000002
CIK 0001065865other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 6:13 PM ET
Size
17.8 KB
Accession
0001380747-11-000002
Insider Transaction Report
Form 4
Transactions
- Sale
Common Stock
2011-02-02−18,620→ 462,555 total
Holdings
- 94,659
Stock Option (Right to Buy)
Exercise: $11.78Exp: 2017-02-05→ Common Stock (94,659 underlying) - 276,556
Stock Option (Right to Buy)
Exercise: $5.32Exp: 2016-01-30→ Common Stock (276,556 underlying) - 63,836
Stock Option (Right to Buy)
Exercise: $21.01From: 2011-02-01Exp: 2014-02-01→ Common Stock (63,836 underlying) - 90,091
Stock Option (Right to Buy) and LSAR
Exercise: $16.24From: 2006-12-31Exp: 2014-02-03→ Common Stock (90,091 underlying) - 23,290
Stock Option (Right to Buy) and LSAR
Exercise: $25.71From: 2007-01-28Exp: 2012-01-27→ Common Stock (23,290 underlying) - 11,505(indirect: Held by ESOP)
Common Stock
- 65,071
Stock Option (Right to Buy)
Exercise: $27.54From: 2011-02-01Exp: 2015-01-31→ Common Stock (65,071 underlying) - 43,121
Stock Option (Right to Buy)
Exercise: $21.57From: 2009-02-02Exp: 2013-02-12→ Common Stock (43,121 underlying) - 145,338
Stock Option (Right to Buy) and LSAR
Exercise: $14.37From: 2006-05-08Exp: 2013-05-07→ Common Stock (145,338 underlying)
Footnotes (5)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person to cover tax liabilities arising from vesting events.
- [F2]Shares were sold in the following manner: 1,200 at $12.75 per share; 900 at $12.76 per share; 5,920 at $12.77 per share; 2,800 at $12.78 per share; 3,600 at $12.79 per share; 4,100 at $12.80 per share; 100 at $12.81 per share.
- [F3]This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
- [F4]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
- [F5]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.
Documents
Issuer
JANUS CAPITAL GROUP INC
CIK 0001065865
Entity typeother
Related Parties
1- filerCIK 0001380747
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 6:13 PM ET
- Size
- 17.8 KB