JANUS CAPITAL GROUP INC·4

Feb 8, 6:28 PM ET

Coleman Jonathan Daniel 4

4 · JANUS CAPITAL GROUP INC · Filed Feb 8, 2011

Insider Transaction Report

Form 4
Period: 2011-02-04
Transactions
  • Award

    Common Stock

    2011-02-04+123,880586,435 total
Holdings
  • Common Stock

    (indirect: Held by ESOP)
    11,505
  • Stock Option (Right to Buy) and LSAR

    Exercise: $25.71From: 2007-01-28Exp: 2012-01-27Common Stock (23,290 underlying)
    23,290
  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24From: 2006-12-31Exp: 2014-02-03Common Stock (90,091 underlying)
    90,091
  • Stock Option (Right to Buy)

    Exercise: $21.57From: 2009-02-02Exp: 2013-02-12Common Stock (43,121 underlying)
    43,121
  • Stock Option (Right to Buy) and LSAR

    Exercise: $14.37From: 2006-05-08Exp: 2013-05-07Common Stock (145,338 underlying)
    145,338
  • Stock Option (Right to Buy)

    Exercise: $11.78Exp: 2017-02-05Common Stock (94,659 underlying)
    94,659
  • Stock Option (Right to Buy)

    Exercise: $21.01From: 2011-02-01Exp: 2014-02-01Common Stock (63,836 underlying)
    63,836
  • Stock Option (Right to Buy)

    Exercise: $5.32Exp: 2016-01-30Common Stock (276,556 underlying)
    276,556
  • Stock Option (Right to Buy)

    Exercise: $27.54From: 2011-02-01Exp: 2015-01-31Common Stock (65,071 underlying)
    65,071
Footnotes (3)
  • [F1]This option award vests annually in four equal installments (within one share) beginning on February 1, 2011.
  • [F2]This option award vests annually in four equal installments (within one share) beginning on February 1, 2010.
  • [F3]Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change of control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated. All LSARs unvested as of January 1, 2005 have been terminated.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT