Conkling Lori A 4

4 · Interactive Brokers Group, Inc. · Filed Jan 26, 2026

AI-generated summary of this filing

Updated Jan 26, 2026

Interactive Brokers (IBKR) Director Lori Conkling Receives Award

What Happened

Lori A. Conkling, a director of Interactive Brokers Group, Inc. (IBKR), received equity awards under the company's 2007 Stock Incentive Plan. The filing shows two grant entries: 389 shares dated 2025-12-31 (reported at $0.00) and 389 shares dated 2026-01-01 valued at $64.31 each (total $25,017). Total shares involved = 778 RSUs (one tranche vested, one tranche unvested).

Key Details

Transaction dates and values:
- 2025-12-31: Award of 389 RSUs (report lists $0.00 for price).
- 2026-01-01: Award of 389 RSUs valued at $64.31 per share (closing price on 12/31/2025), total $25,017.
Shares owned after transaction: Not specified in the provided filing excerpt.
Notable footnotes:
- F1: Board retroactively increased the one-time external director award from $75,000 to $100,000 (effective 12/31/2025); additional RSUs vest in five equal annual installments beginning 12/31/2026.
- F3: Board increased annual director awards from $25,000 to $50,000; the additional RSUs vested on 1/1/2026.
- F2: The reported amounts include both vested RSUs (converted to Class A shares) and unvested RSUs.
- F4: $64.31 is the issuer’s Class A closing price on 12/31/2025.
Filing timeliness: The Form 4 was filed 2026-01-26 for transactions dated 12/31/2025 and 01/01/2026; this is more than two business days after the transactions and therefore appears late based on typical Form 4 deadlines.

Context

These entries reflect equity compensation (restricted stock units), not open-market purchases or sales. Vested RSUs convert to shares and represent compensation; unvested RSUs are subject to future vesting and do not necessarily signal insider trading intent.
For retail investors, awards are routine director compensation adjustments; purchases or sales by insiders can be more directly informative about personal views of the stock. Late filings may merit attention but do not by themselves indicate wrongdoing.

Form 4

Period: 2025-12-31

Director

Transactions

Award
Class A common stock
[F1][F2]
2025-12-31+389→ 1,945 total
Award
Class A common stock
[F3][F4][F2]
2026-01-01$64.31/sh+389$25,017→ 2,334 total

Footnotes (4)

[F1]On January 22, 2026, Interactive Brokers Group, Inc.'s ("Issuer") Board of Directors ("Board") modified the compensation policy for members of the Board. The Issuer's Board, under the 2007 Stock Incentive Plan as amended ("Plan"), increased the one-time award granted to external directors on December 31 of the year of appointment from $75,000 to $100,000, retroactive to December 31, 2025. This represents additional restricted stock units granted to the Reporting Person, under the Plan, which will vest in five equal installments, beginning December 31, 2026.
[F2]This amount includes (a) Class A common stock attributable to vested restricted stock units that were awarded under the Plan and (b) unvested restricted stock units that were awarded under the Plan.
[F3]The Issuer's Board also increased the annual awards granted to all directors on December 31 of each year, under the Plan, from $25,000 to $50,000. This represents additional restricted stock units granted to the Reporting Person, under the Plan, which vested on January 1, 2026.
[F4]The price represents the closing price of the Issuer's Class A common stock on December 31, 2025.

Signature

/s/ Matthew Kelly as authorized signatory for Lori A Conkling|2026-01-26

1 file