4//SEC Filing
TFS Financial CORP 4
Accession 0001381668-14-000076
$TFSLCIK 0001381668operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 10:54 AM ET
Size
15.6 KB
Accession
0001381668-14-000076
Insider Transaction Report
Form 4
PAULETT TERENCE C
Chief Risk Officer
Transactions
- Sale
Common Stock
2014-11-05$14.88/sh−5,753$85,605→ 0 total(indirect: By 401(k)) - Sale
Common Stock
2014-11-05$14.88/sh−5,300$78,864→ 54 total(indirect: By ESOP)
Holdings
- 27,800
Employee Stock Option (right to buy)
Exercise: $9.43Exp: 2022-12-15→ Common Stock (27,800 underlying) - 40,000
Employee Stock Option (right to buy)
Exercise: $8.61Exp: 2021-12-14→ Common Stock (40,000 underlying) - 17,482
Common Stock
- 28,700
Employee Stock Option (right to buy)
Exercise: $11.64Exp: 2023-12-03→ Common Stock (28,700 underlying) - 3,867
Restricted Stock Units
→ Common Stock (3,867 underlying) - 20,000
Restricted Stock Units
→ Common Stock (20,000 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying)
Footnotes (8)
- [F1]Shares are held with shared voting power with spouse.
- [F2]As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
- [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F4]The reporting person received a grant of 5,800 Restricted Stock Units ("RSU's") on December 28, 2012. These RSU's vest in three equal annual installments beginning December 15, 2013.
- [F5]The reporting person received a grant of 20,000 Restricted Stock Units ("RSUs") on December 19, 2011 which vest 100% on December 15, 2014.
- [F6]As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014.
- [F7]The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.
- [F8]The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001381668
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 10:54 AM ET
- Size
- 15.6 KB