TFS Financial CORP 4
4 · TFS Financial CORP · Filed Nov 6, 2014
Insider Transaction Report
Form 4
PAULETT TERENCE C
Chief Risk Officer
Transactions
- Sale
Common Stock
2014-11-05$14.88/sh−5,753$85,605→ 0 total(indirect: By 401(k)) - Sale
Common Stock
2014-11-05$14.88/sh−5,300$78,864→ 54 total(indirect: By ESOP)
Holdings
- 27,800
Employee Stock Option (right to buy)
Exercise: $9.43Exp: 2022-12-15→ Common Stock (27,800 underlying) - 40,000
Employee Stock Option (right to buy)
Exercise: $8.61Exp: 2021-12-14→ Common Stock (40,000 underlying) - 17,482
Common Stock
- 28,700
Employee Stock Option (right to buy)
Exercise: $11.64Exp: 2023-12-03→ Common Stock (28,700 underlying) - 3,867
Restricted Stock Units
→ Common Stock (3,867 underlying) - 20,000
Restricted Stock Units
→ Common Stock (20,000 underlying) - 4,200
Restricted Stock Units
→ Common Stock (4,200 underlying)
Footnotes (8)
- [F1]Shares are held with shared voting power with spouse.
- [F2]As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 28,700 stock options on December 3, 2013. These stock options vest in three equal installments beginning December 3, 2014.
- [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F4]The reporting person received a grant of 5,800 Restricted Stock Units ("RSU's") on December 28, 2012. These RSU's vest in three equal annual installments beginning December 15, 2013.
- [F5]The reporting person received a grant of 20,000 Restricted Stock Units ("RSUs") on December 19, 2011 which vest 100% on December 15, 2014.
- [F6]As reported on a Form 4 dated December 12, 2013, the reporting person received a grant of 4,200 Restricted Stock Units ("RSU's") on December 3, 2013. These RSU's vest in three equal annual installments beginning December 3, 2014.
- [F7]The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.
- [F8]The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.