TFS Financial CORP 4
4 · TFS Financial CORP · Filed Jan 5, 2015
Insider Transaction Report
Form 4
PAULETT TERENCE C
Chief Risk Officer
Transactions
- Disposition to Issuer
Restricted Stock Units
2015-01-02−2,800→ 0 total→ Common Stock (2,800 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2015-01-02−18,234→ 9,566 totalExercise: $11.64Exp: 2023-12-03→ Common Stock (18,234 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2015-01-02−13,900→ 13,900 totalExercise: $9.43Exp: 2022-12-15→ Common Stock (13,900 underlying) - Disposition to Issuer
Restricted Stock Units
2015-01-02−1,934→ 0 total→ Common Stock (1,934 underlying)
Holdings
- 54(indirect: By ESOP)
Common Stock
- 29,947
Common Stock
- 40,000
Employee Stock Option (right to buy)
Exercise: $8.61Exp: 2021-12-14→ Common Stock (40,000 underlying)
Footnotes (5)
- [F1]Shares are held with shared voting power with spouse.
- [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F3]These restricted stock units are unvested securities which were forfeited upon the retirement of reporting person.
- [F4]These stock options are unvested securities which were forfeited upon the retirement of the reporting person.
- [F5]The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.