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$TFSL·4

TFS Financial CORP · Jan 5, 3:47 PM ET

TFS Financial CORP 4

4 · TFS Financial CORP · Filed Jan 5, 2015

Insider Transaction Report

Form 4Exit
Period: 2015-01-02
TFS Financial CORPTFSL
PAULETT TERENCE C
Chief Risk Off of Subsidiary
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    [F3]
    2015-01-02−2,800→ 0 total
    → Common Stock (2,800 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    [F3]
    2015-01-02−1,934→ 0 total
    → Common Stock (1,934 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    [F4]
    2015-01-02−18,234→ 9,566 total
    Exercise: $11.64Exp: 2023-12-03→ Common Stock (18,234 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    [F4]
    2015-01-02−13,900→ 13,900 total
    Exercise: $9.43Exp: 2022-12-15→ Common Stock (13,900 underlying)
Holdings

  • Common Stock

    [F1]
    29,947

  • Common Stock

    [F2]
    (indirect: By ESOP)
    54

  • Employee Stock Option (right to buy)

    [F5]
    Exercise: $8.61Exp: 2021-12-14→ Common Stock (40,000 underlying)
    40,000
Footnotes (5)
  • [F1]Shares are held with shared voting power with spouse.
  • [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  • [F3]These restricted stock units are unvested securities which were forfeited upon the retirement of reporting person.
  • [F4]These stock options are unvested securities which were forfeited upon the retirement of the reporting person.
  • [F5]The reporting person received a grant of 40,000 stock options on December 19, 2011 which vest 100% on December 15, 2014.
Signature
/s/ Paul J. Huml, Pursuant to Power of Attorney|2015-01-05

Documents

1 file
  • 4
    wf-form4_142049085050662.xmlPrimary

    FORM 4