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Home/Filings/4/0001381668-17-000079
4//SEC Filing

Adam Judith Z 4

Accession 0001381668-17-000079

CIK 0001381668other
View on SEC.govCompany Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 3:08 PM ET

Size

12.9 KB

Accession

0001381668-17-000079

Insider Transaction Report

Form 4
Period: 2017-12-10
TFS Financial CORPTFSL
Adam Judith Z
Chief Risk Off of Subsidiary
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2017-12-10−13,000→ 0 total
    → Common Stock (13,000 underlying)
  • Exercise/Conversion

    Common Stock

    2017-12-10+13,000→ 42,414 total
Holdings

  • Common Stock

    (indirect: By 401(k))
    39,822

  • Employee Stock Option (right to buy)

    Exercise: $15.08Exp: 2024-12-11→ Common Stock (26,000 underlying)
    26,000

  • Employee Stock Option (right to buy)

    Exercise: $11.74Exp: 2018-08-10→ Common Stock (50,000 underlying)
    50,000

  • Common Stock

    (indirect: ESOP)
    6,989

  • Employee Stock Option (right to buy)

    Exercise: $8.61Exp: 2021-12-19→ Common Stock (40,000 underlying)
    40,000
Footnotes (7)
  • [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units.
  • [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  • [F4]On December 11, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017.
  • [F5]On December 19, 2011, the reporting person received a grant of 40,000 stock options, which vest 100% on December 15, 2014.
  • [F6]On December 11, 2014, the reporting person received a grant of 26,000 stock options. These stock options vest on December 10, 2017.
  • [F7]The reporting person received a grant of 50,000 stock options that vested in three equal annual installments beginning on August 11, 2011.

Documents

1 file

Issuer

TFS Financial CORP

CIK 0001381668

→
Entity typeother

Related Parties

1
  • filerCIK 0001388163

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 3:08 PM ET
Size
12.9 KB
View on SEC.gov