4//SEC Filing
Adam Judith Z 4
Accession 0001381668-18-000081
CIK 0001381668other
Filed
Aug 8, 8:00 PM ET
Accepted
Aug 9, 3:49 PM ET
Size
15.9 KB
Accession
0001381668-18-000081
Insider Transaction Report
Form 4
Adam Judith Z
Chief Risk Off of Subsidiary
Transactions
- Exercise/Conversion
Common Stock
2018-08-08+50,000→ 92,414 total - Tax Payment
Common Stock
2018-08-08$15.51/sh−41,536$644,223→ 50,878 total - Exercise/Conversion
Employee Stock Option (right to buy)
2018-08-08−50,000→ 0 totalExercise: $11.74Exp: 2018-08-10→ Common Stock (50,000 underlying)
Holdings
- 7,673(indirect: ESOP)
Common Stock
- 17,000
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-05→ Common Stock (17,000 underlying) - 43,858(indirect: By 401(k))
Common Stock
- 40,000
Employee Stock Option (right to buy)
Exercise: $8.61Exp: 2021-12-19→ Common Stock (40,000 underlying) - 26,000
Employee Stock Option (right to buy)
Exercise: $15.08Exp: 2024-12-11→ Common Stock (26,000 underlying) - 17,000
Restricted Stock Units
→ Common Stock (17,000 underlying)
Footnotes (9)
- [F1]These common shares were acquired upon the vesting and settlement of certain stock options.
- [F2]These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]The reporting person received a grant of 50,000 stock options that vested in three equal annual installments beginning on August 11, 2011.
- [F5]The reporting person received a grant of 40,000 stock options on December 19, 2011 which vested 100% on December 15, 2014.
- [F6]As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 26,000 stock options. These stock options fully vested on December 10, 2017.
- [F7]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F8]On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020.
- [F9]On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001388163
Filing Metadata
- Form type
- 4
- Filed
- Aug 8, 8:00 PM ET
- Accepted
- Aug 9, 3:49 PM ET
- Size
- 15.9 KB