Ringenbach John 4
4 · TFS Financial CORP · Filed Dec 11, 2019
Insider Transaction Report
Form 4
Ringenbach John
COO of Subsidiary
Transactions
- Exercise/Conversion
Common Stock
2019-12-10+3,500→ 11,600 total - Exercise/Conversion
Restricted Stock Units
2019-12-10−3,500→ 0 total→ Common Stock (3,500 underlying)
Holdings
- 21,140(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]These common share were acquired upon the vesting and settlement of certain restricted stock units
- [F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F3]On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.