Miller Susanne N. 4
4 · TFS Financial CORP · Filed Dec 14, 2020
Insider Transaction Report
Form 4
Miller Susanne N.
Chief Accounting Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-12-10−11,000→ 0 total→ Common Stock (11,000 underlying) - Tax Payment
Common Stock
2020-12-10$17.65/sh−3,339$58,933→ 10,999 total - Exercise/Conversion
Common Stock
2020-12-10+11,000→ 14,338 total
Holdings
- 3,591(indirect: By 401(k))
Common Stock
- 9,683(indirect: ESOP)
Common Stock
- 11,000
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-15→ Common Stock (11,000 underlying)
Footnotes (6)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units.
- [F2]These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F5]On January 5, 2018, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs". Theses RSUs fully vest on December 10, 2020
- [F6]On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020