Stefanski III Ben S 4
4 · TFS Financial CORP · Filed Dec 14, 2020
Insider Transaction Report
Form 4
Stefanski III Ben S
Director
Transactions
- Tax Payment
Common Stock
2020-12-10$17.65/sh−5,160$91,074→ 64,140 total - Exercise/Conversion
Common Stock
2020-12-10+17,000→ 69,300 total - Exercise/Conversion
Restricted Stock Units
2020-12-10−17,000→ 0 total→ Common Stock (17,000 underlying)
Holdings
- 63,820(indirect: By Trust)
Common Stock
- 459(indirect: By ESOP)
Common Stock
- 17,000
Employee Stock Option (right to buy)
Exercise: $16.37Exp: 2028-01-05→ Common Stock (17,000 underlying)
Footnotes (5)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units
- [F2]These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
- [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F4]On July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020
- [F5]On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020