Home/Filings/4/0001381668-20-000143
4//SEC Filing

Stefanski III Ben S 4

Accession 0001381668-20-000143

CIK 0001381668other

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 2:53 PM ET

Size

11.4 KB

Accession

0001381668-20-000143

Insider Transaction Report

Form 4
Period: 2020-12-10
Transactions
  • Tax Payment

    Common Stock

    2020-12-10$17.65/sh5,160$91,07464,140 total
  • Exercise/Conversion

    Common Stock

    2020-12-10+17,00069,300 total
  • Exercise/Conversion

    Restricted Stock Units

    2020-12-1017,0000 total
    Common Stock (17,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    63,820
  • Common Stock

    (indirect: By ESOP)
    459
  • Employee Stock Option (right to buy)

    Exercise: $16.37Exp: 2028-01-05Common Stock (17,000 underlying)
    17,000
Footnotes (5)
  • [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units
  • [F2]These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  • [F4]On July 23, 2018, the reporting person received a grant of 17,000 Restricted Stock Units (RSUs). These RSUs vest on December 10, 2020
  • [F5]On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020

Issuer

TFS Financial CORP

CIK 0001381668

Entity typeother

Related Parties

1
  • filerCIK 0001483875

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 2:53 PM ET
Size
11.4 KB