4//SEC Filing
Holmes Russell C. 4
Accession 0001381668-20-000175
CIK 0001381668other
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 11:22 AM ET
Size
10.6 KB
Accession
0001381668-20-000175
Insider Transaction Report
Form 4
Holmes Russell C.
Chief Retail Officer
Transactions
- Award
Restricted Stock Units
2020-12-17+12,000→ 12,000 total→ Common Stock (12,000 underlying)
Holdings
- 9,482
Common Stock
- 3,228(indirect: ESOP)
Common Stock
- 5,982(indirect: By 401(k))
Common Stock
- 5,000
Employee Stock Option (right to buy)
Exercise: $15.08Exp: 2024-12-10→ Common Stock (5,000 underlying) - 11,000
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-05→ Common Stock (11,000 underlying)
Footnotes (5)
- [F1]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.
- [F3]On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.
- [F4]On December 11, 2014, the reporting person received a grant of 5,000 stock options. These stock options vest on December 10, 2017.
- [F5]On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001820711
Filing Metadata
- Form type
- 4
- Filed
- Dec 20, 7:00 PM ET
- Accepted
- Dec 21, 11:22 AM ET
- Size
- 10.6 KB