Stefanski Gavin B 4/A
4/A · TFS Financial CORP · Filed Sep 5, 2023
Insider Transaction Report
Form 4/AAmended
Stefanski Gavin B
Chief Experience Officer
Transactions
- Sale
Common Stock
2023-08-31$13.59/sh−5,000$67,973→ 39,755 total
Holdings
- 2,307(indirect: ESOP)
Common Stock
- 5,000
Employee Stock Option (right to buy)
Exercise: $14.62Exp: 2028-01-05→ Common Stock (5,000 underlying) - 10,000
Restricted Stock Units
→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]This amendment is being filed to address an error in reporting the transaction date and price of securities sold in a transaction on August 31, 2023.
- [F2]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F3]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F4]On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
- [F5]On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.