4//SEC Filing
Holmes Russell C. 4
Accession 0001381668-23-000124
CIK 0001381668other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:02 PM ET
Size
14.5 KB
Accession
0001381668-23-000124
Insider Transaction Report
Form 4
Holmes Russell C.
Chief Retail Officer
Transactions
- Exercise/Conversion
Common Stock
2023-12-08$13.45/sh+12,000$161,400→ 21,482 total - Sale
Common Stock
2023-12-08$13.45/sh−8,358$112,415→ 9,482 total - Tax Payment
Common Stock
2023-12-08$13.45/sh−3,642$48,985→ 17,840 total - Exercise/Conversion
Restricted Stock Units
2023-12-08−12,000→ 0 total→ Common Stock (12,000 underlying)
Holdings
- 5,487(indirect: ESOP)
Common Stock
- 11,693(indirect: By 401(k))
Common Stock
- 5,000
Employee Stock Option (right to buy)
Exercise: $15.08Exp: 2024-12-10→ Common Stock (5,000 underlying) - 11,000
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-05→ Common Stock (11,000 underlying)
Footnotes (7)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
- [F2]These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.
- [F5]On December 17, 2020, the reporting person received a grant of 12,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.
- [F6]On December 11, 2014, the reporting person received a grant of 5,000 stock options. These stock options vest on December 10, 2017.
- [F7]On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options will fully vest on December 10, 2020
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001820711
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:02 PM ET
- Size
- 14.5 KB