Danckers Kathleen M. 4
4 · TFS Financial CORP · Filed Dec 12, 2023
Insider Transaction Report
Form 4
Danckers Kathleen M.
Chief Risk Officer
Transactions
- Tax Payment
Common Stock
2023-12-08$13.45/sh−3,339$44,910→ 29,412 total - Exercise/Conversion
Common Stock
2023-12-08$13.45/sh+11,000$147,950→ 32,751 total - Exercise/Conversion
Restricted Stock Units
2023-12-08−11,000→ 0 total→ Common Stock (11,000 underlying)
Holdings
- 3,378(indirect: ESOP)
Common Stock
- 11,000
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-05→ Common Stock (11,000 underlying)
Footnotes (6)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
- [F2]These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of restricted stock units.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cashpayment in the amount of any cash dividend paid per share of common stock.
- [F5]On December 17, 2020, the reporting person received a grant of 11,000 Restricted Stock Units ("RSUs"). These RSUs vest 100% December 10, 2023.
- [F6]On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020.