4//SEC Filing
Stefanski Gavin B 4
Accession 0001381668-23-000141
CIK 0001381668other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:24 PM ET
Size
11.0 KB
Accession
0001381668-23-000141
Insider Transaction Report
Form 4
Stefanski Gavin B
Chief Experience Officer
Transactions
- Tax Payment
Common Stock
2023-12-08$13.45/sh−3,035$40,821→ 46,720 total - Exercise/Conversion
Restricted Stock Units
2023-12-08−10,000→ 0 total→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2023-12-08$13.45/sh+10,000$134,500→ 49,755 total
Holdings
- 5,000
Employee Stock Option (right to buy)
Exercise: $14.62Exp: 2028-01-05→ Common Stock (5,000 underlying) - 2,307(indirect: ESOP)
Common Stock
Footnotes (6)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
- [F2]These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F5]On December 17, 2020, the reporting person received 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
- [F6]On April 2, 2018, the reporting person received 5,000 stock options. These options fully vest on December 10, 2020.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001921253
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:24 PM ET
- Size
- 11.0 KB