4//SEC Filing
Stefanski Bradley T 4
Accession 0001381668-23-000143
CIK 0001381668other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:25 PM ET
Size
13.8 KB
Accession
0001381668-23-000143
Insider Transaction Report
Form 4
Stefanski Bradley Taylor
Chief Strategy Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-12-08−10,000→ 0 total→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2023-12-08$13.45/sh+10,000$134,500→ 61,013 total - Tax Payment
Common Stock
2023-12-08$13.45/sh−3,035$40,821→ 57,978 total
Holdings
- 800
Employee Stock Option (right to buy)
Exercise: $18.24Exp: 2024-12-10→ Common Stock (800 underlying) - 1,800
Employee Stock Option (right to buy)
Exercise: $14.74Exp: 2028-01-05→ Common Stock (1,800 underlying) - 1,500
Employee Stock Option (right to buy)
Exercise: $15.08Exp: 2024-12-10→ Common Stock (1,500 underlying) - 5,487(indirect: ESOP)
Common Stock
Footnotes (8)
- [F1]These common shares were acquired upon the vesting and settlement of certain restricted stock units (RSUs).
- [F2]These common shares were delivered to the issuer to pay for applicable withholding tax due upon the exercise of certain restricted stock units.
- [F3]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
- [F4]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
- [F5]On December 17, 2020, the reporting person received a grant of 10,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.
- [F6]On January 19, 2017, the reporting person received a grant of 800 stock options. These stock options vest 100% on December 10, 2017
- [F7]On January 5, 2018, reporting person received a grant of 1,800 stock options. These stock options vest 100% on December 10, 2020
- [F8]On December 11, 2014, the reporting person received a grant of 1,500 stock options. These stock options vest 100% on December 10, 2017.
Documents
Issuer
TFS Financial CORP
CIK 0001381668
Entity typeother
Related Parties
1- filerCIK 0001921069
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:25 PM ET
- Size
- 13.8 KB