TFS Financial CORP·4

Mar 6, 4:04 PM ET

Miller Susanne N. 4

4 · TFS Financial CORP · Filed Mar 6, 2024

Insider Transaction Report

Form 4
Period: 2024-03-04
Miller Susanne N.
Chief Accounting Officer
Transactions
  • Award

    Restricted Stock Units

    2024-03-04+6,0006,000 total
    Common Stock (6,000 underlying)
  • Award

    Employee Stock Option (right to buy)

    2024-03-04+18,00018,000 total
    Exercise: $12.94Exp: 2034-03-04Common Stock (18,000 underlying)
Holdings
  • Common Stock

    (indirect: ESOP)
    14,282
  • Common Stock

    (indirect: By 401(k))
    8,023
  • Employee Stock Option (right to buy)

    Exercise: $14.74Exp: 2028-01-15Common Stock (11,000 underlying)
    11,000
  • Common Stock

    19,357
Footnotes (5)
  • [F1]Reflects transactions not required to be reported under Section 16 of the Securities Exchange Act, as amended.
  • [F2]Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.
  • [F3]On March 4, 2024, the reporting person received a grant of 6,000 Restricted Stock Units (RSUs). These RSUs fully vest on December 10, 2026.
  • [F4]On March 4, 2024, the reporting person received a grant of 18,000 stock options. These options fully vest on December 10, 2026.
  • [F5]On January 5, 2018, the reporting person received a grant of 11,000 stock options. These options fully vest on December 10, 2020.

Documents

1 file
  • 4
    wk-form4_1709759064.xmlPrimary

    FORM 4