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4//SEC Filing

Warman Nanuk 4

Accession 0001381979-25-000004

CIK 0000894556other

Filed

Oct 20, 8:00 PM ET

Accepted

Oct 21, 6:27 PM ET

Size

9.3 KB

Accession

0001381979-25-000004

Insider Transaction Report

Form 4
Period: 2025-10-21
Warman Nanuk
CFO / Secretary
Transactions
  • Purchase

    Series C Convertible Preferred Stock

    2025-10-21+3,33953,339 total(indirect: Sole owner of Nanuk Warman CPA Inc.)
    Common Stock (11,130 underlying)
  • Purchase

    Warrant

    2025-10-21+5,5645,564 total(indirect: Sole owner of Nanuk Warman CPA Inc)
    Exercise: $6.00Exp: 2030-10-21Common Stock (5,564 underlying)
Footnotes (4)
  • [F1]Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.3333 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
  • [F2]On October 21, 2025, the Reporting Person entered into a securities purchase agreement (the "Securities Purchase Agreement") with the Issuer, pursuant to which the Reporting Person purchased 3,339 shares of Series C Convertible Preferred Stock (the "Series C Shares") for an aggregate purchase price of $50,080 ($15.00 per Series C Share).
  • [F3]The Warrant is exercisable at any time by the Reporting Person prior to its expiration, at $6 per share.
  • [F4]In connection with the execution of the Securities Purchase Agreement, the Reporting Person also executed a common stock purchase warrant agreement (the "Warrant Agreement"), pursuant to which the Issuer issued a warrant to the Reporting Person. The Warrant Agreement entitles the Reporting Person to purchase from the Issuer up to 50% of the number of shares of Common Stock issuable upon full conversion of all the Series C Shares purchased by the Reporting Person, subject to the terms and conditions of the Warrant Agreement.

Issuer

General Enterprise Ventures, Inc.

CIK 0000894556

Entity typeother

Related Parties

1
  • filerCIK 0001381979

Filing Metadata

Form type
4
Filed
Oct 20, 8:00 PM ET
Accepted
Oct 21, 6:27 PM ET
Size
9.3 KB