Home/Filings/5/0001382758-11-000001
5//SEC Filing

Reynolds Sharon L 5

Accession 0001382758-11-000001

CIK 0001004724other

Filed

Feb 14, 7:00 PM ET

Accepted

Feb 15, 5:04 PM ET

Size

18.6 KB

Accession

0001382758-11-000001

Insider Transaction Report

Form 5
Period: 2010-12-31
Reynolds Sharon L
VP Skilled Nursing
Transactions
  • Award

    Common Stock

    2010-12-31+2526,762 total
Holdings
  • Options

    Exercise: $1.50From: 2010-05-09Exp: 2015-05-09Common Stock (1,400 underlying)
    8,760
  • Options

    Exercise: $2.50From: 2006-08-27Exp: 2011-08-27Common Stock (880 underlying)
    8,760
  • Warrants

    Exercise: $3.00Exp: 2014-12-08Common Stock (25,000 underlying)
    31,080
  • Options

    Exercise: $2.50From: 2007-08-27Exp: 2012-08-27Common Stock (880 underlying)
    8,760
  • Common Stock

    6,762
  • Warrants

    Exp: 2017-11-16Common Stock (6,080 underlying)
    31,080
  • Options

    Exercise: $1.50From: 2007-05-09Exp: 2012-05-09Common Stock (1,400 underlying)
    8,760
  • Options

    Exercise: $1.50From: 2008-05-09Exp: 2013-05-09Common Stock (1,400 underlying)
    8,760
  • Options

    Exercise: $1.50From: 2009-05-09Exp: 2014-05-09Common Stock (1,400 underlying)
    8,760
  • Options

    Exercise: $1.50From: 2011-05-09Exp: 2016-05-09Common Stock (1,400 underlying)
    8,760
Footnotes (4)
  • [F1]Shares were purchased at various market prices throughout 2010 by participation in the AdCare Health Systems Employee Stock Purchase Plan.
  • [F2]This includes 310 shares issued by the company as a stock dividend to all shareholders as of 9/30/2010.
  • [F3]The exercise price of the warrants vested in 2008 was $1.21 per share, those vested in 2009 was $2.25, those vested in 2010 was $3.00 and those vesting in 2011 is $4.00 per share.
  • [F4]The warrants vest over a two year period. One-third vest upon issuance, with the remaining warrants vesting equally over the next two years, provided, however that the vesting would be accelerated in the event that there is a change in control of the Company or in the event the recipient is terminated by the Company without cause. The warrants will be exercisable on a cashless basis.

Issuer

ADCARE HEALTH SYSTEMS INC

CIK 0001004724

Entity typeother

Related Parties

1
  • filerCIK 0001382756

Filing Metadata

Form type
5
Filed
Feb 14, 7:00 PM ET
Accepted
Feb 15, 5:04 PM ET
Size
18.6 KB