Home/Filings/5/0001382963-12-000007
5//SEC Filing

HECKMANN RICHARD J 5

Accession 0001382963-12-000007

CIK 0001403853other

Filed

Feb 13, 7:00 PM ET

Accepted

Feb 14, 9:51 PM ET

Size

17.4 KB

Accession

0001382963-12-000007

Insider Transaction Report

Form 5
Period: 2011-12-31
HECKMANN RICHARD J
DirectorCHAIRMAN & CEO10% Owner
Transactions
  • Gift

    Common Stock, par value $0.001

    2011-03-304,000246,000 total
  • Gift

    Common Stock, par value $0.001

    2011-12-2110,000236,000 total
  • Gift

    Common Stock, par value $0.001

    2011-12-214,000232,000 total
  • Gift

    Common Stock, par value $0.001

    2011-12-2118,500213,500 total
  • Gift

    Common Stock, par value $0.001

    2011-12-212,000211,500 total
  • Gift

    Common Stock, par value $0.001

    2011-12-2130,000181,500 total
Holdings
  • Common Stock, par value $0.001

    (indirect: See footnote)
    12,129,736
  • Common Stock, par value $0.001

    (indirect: See footnote)
    4,500
  • Common Stock, par value $0.001

    (indirect: See footnote)
    4,500
  • Common Stock, par value $0.001

    (indirect: See footnote)
    29,000
Footnotes (9)
  • [F1]All shares are directly owned by Heckmann Acquisition, LLC, of which Heckmann Enterprises, Inc. is the sole member. The Reporting Person is the sole shareholder of Heckmann Enterprises, Inc. The Reporting Person disclaims beneficial ownership of the shares of the Issuer owned by Heckmann Acquisition, LLC except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  • [F2]Gift by Reporting Person to his adult child not living in his household.
  • [F3]Gift by Reporting Person to his adult children not living in his household.
  • [F4]Gift by Reporting Person to custodian of trusts, which trusts are for the benefit of children who reside with the Reporting Person. The Reporting Person disclaims beneficial ownership of the shares held by these trusts.
  • [F5]Gift by Reporting Person to unrelated charitable organizations.
  • [F6]Gift by Reporting Person to adults not residing with the Reporting Person.
  • [F7]Gift by Reporting Person to Wendy Hope Heckmann, as trustee for Wendy Hope Heckmann Trust. The Reporting Person disclaims beneficial ownership of the shares held by this trust.
  • [F8]Shares held of record by children who reside with Reporting Person.
  • [F9]Shares held of record by Wendy Hope Heckmann, wife of the Reporting Person and shares the Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his spouse, except to the extent of his pecuniary interest therein, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.

Issuer

Heckmann Corp

CIK 0001403853

Entity typeother

Related Parties

1
  • filerCIK 0000904781

Filing Metadata

Form type
5
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:51 PM ET
Size
17.4 KB