Home/Filings/4/0001382963-19-000127
4//SEC Filing

Della Penna Domenic 4

Accession 0001382963-19-000127

CIK 0001409269other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 9:04 PM ET

Size

12.6 KB

Accession

0001382963-19-000127

Insider Transaction Report

Form 4
Period: 2019-11-07
Della Penna Domenic
Chief Financial Officer
Transactions
  • Award

    Common Stock

    2019-11-07$3.75/sh+26,663$99,98626,663 total
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+115,341115,341 total
    Exercise: $7.05Exp: 2027-08-09Common Stock (115,341 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+5,7675,767 total
    Exercise: $7.95Exp: 2028-08-08Common Stock (5,767 underlying)
  • Award

    Warrants (right to buy)

    2019-11-07+26,66326,663 total
    Exercise: $6.00From: 2020-05-07Exp: 2024-11-07Common Stock (13,331.5 underlying)
Footnotes (5)
  • [F1]These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share.
  • [F2]As of the Transaction Date, 62,471 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 52,870 options vest ratably and become exercisable each month from November 9, 2019 to August 9, 2021.
  • [F3]Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 200,000 Venus Concept Ltd. ordinary shares for $4.00 per share.
  • [F4]As of the Transaction Date, 1,679 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 4,088 options vest ratably and become exercisable each month from November 8, 2019 to August 8, 2022.
  • [F5]Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares for $4.57 per share.

Issuer

Venus Concept Inc.

CIK 0001409269

Entity typeother

Related Parties

1
  • filerCIK 0001789724

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:04 PM ET
Size
12.6 KB