Home/Filings/4/0001382963-19-000131
4//SEC Filing

Kang Melissa 4

Accession 0001382963-19-000131

CIK 0001409269other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 9:20 PM ET

Size

14.8 KB

Accession

0001382963-19-000131

Insider Transaction Report

Form 4
Period: 2019-11-07
Kang Melissa
VP, Global Marketing
Transactions
  • Award

    Common Stock

    2019-11-07$3.75/sh+9,333$34,9999,333 total
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+5,7675,767 total
    Exercise: $5.25Exp: 2026-05-11Common Stock (5,767 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+8,0738,073 total
    Exercise: $5.25Exp: 2027-03-06Common Stock (8,073 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+14,99414,994 total
    Exercise: $7.95Exp: 2028-08-08Common Stock (14,994 underlying)
  • Award

    Warrants (right to buy)

    2019-11-07+9,3339,333 total
    Exercise: $6.00From: 2020-05-07Exp: 2024-11-07Common Stock (4,666.5 underlying)
Footnotes (6)
  • [F1]These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share.
  • [F2]As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable.
  • [F3]Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share.
  • [F4]Received, in connection with the Merger, in exchange for an employee stock option to acquire 14,000 Venus Concept Ltd. ordinary shares for $3.00 per share.
  • [F5]As of the Transaction Date, 4,371 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 10,623 options vest ratably and become exercisable each month from November 8, 2019 to August 8, 2022.
  • [F6]Received, in connection with the Merger, in exchange for an employee stock option to acquire 26,000 Venus Concept Ltd. ordinary shares for $4.57 per share.

Issuer

Venus Concept Inc.

CIK 0001409269

Entity typeother

Related Parties

1
  • filerCIK 0001789713

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:20 PM ET
Size
14.8 KB