Kang Melissa 4

4 · Venus Concept Inc. · Filed Nov 7, 2019

Form 4

Period: 2019-11-07

VP, Global Marketing

Transactions

Award
Common Stock
2019-11-07$3.75/sh+9,333$34,999→ 9,333 total
Award
Employee Stock Options (right to buy)
2019-11-07+5,767→ 5,767 total
Exercise: $5.25Exp: 2026-05-11→ Common Stock (5,767 underlying)
Award
Employee Stock Options (right to buy)
2019-11-07+8,073→ 8,073 total
Exercise: $5.25Exp: 2027-03-06→ Common Stock (8,073 underlying)
Award
Employee Stock Options (right to buy)
2019-11-07+14,994→ 14,994 total
Exercise: $7.95Exp: 2028-08-08→ Common Stock (14,994 underlying)
Award
Warrants (right to buy)
2019-11-07+9,333→ 9,333 total
Exercise: $6.00From: 2020-05-07Exp: 2024-11-07→ Common Stock (4,666.5 underlying)

Footnotes (6)

[F1]These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share.
[F2]As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable.
[F3]Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share.
[F4]Received, in connection with the Merger, in exchange for an employee stock option to acquire 14,000 Venus Concept Ltd. ordinary shares for $3.00 per share.
[F5]As of the Transaction Date, 4,371 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 10,623 options vest ratably and become exercisable each month from November 8, 2019 to August 8, 2022.
[F6]Received, in connection with the Merger, in exchange for an employee stock option to acquire 26,000 Venus Concept Ltd. ordinary shares for $4.57 per share.

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