Home/Filings/4/0001382963-19-000133
4//SEC Filing

Sinay Soren Maor 4

Accession 0001382963-19-000133

CIK 0001409269other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 9:23 PM ET

Size

22.9 KB

Accession

0001382963-19-000133

Insider Transaction Report

Form 4
Period: 2019-11-07
Sinay Soren Maor
Chief Operating Officer
Transactions
  • Award

    Common Stock

    2019-11-07$3.75/sh+66,659$249,97166,659 total
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+2,8832,883 total
    Exercise: $1.35Exp: 2023-01-01Common Stock (2,883 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+4,3254,325 total
    Exercise: $3.60Exp: 2025-02-05Common Stock (4,325 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+14,41714,417 total
    Exercise: $5.25Exp: 2027-03-06Common Stock (14,417 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+36,04436,044 total
    Exercise: $7.05Exp: 2027-07-09Common Stock (36,044 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+5,7675,767 total
    Exercise: $7.95Exp: 2028-08-08Common Stock (5,767 underlying)
  • Award

    Employee Stock Options (right to buy)

    2019-11-07+37,48537,485 total
    Exercise: $7.95Exp: 2028-10-22Common Stock (37,485 underlying)
  • Award

    Warrants (right to buy)

    2019-11-07+66,65966,659 total
    Exercise: $6.00From: 2020-05-07Exp: 2024-11-07Common Stock (33,329.5 underlying)
Footnotes (12)
  • [F1]These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share.
  • [F10]Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.57 per share.
  • [F11]As of the Transaction Date, 9,369 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 2,343 options vest and become exercisable quarterly from January 1, 2020 to October 1, 2022.
  • [F12]Received, in connection with the Merger, in exchange for an employee stock option to acquire 65,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.57 per share.
  • [F2]As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable.
  • [F3]Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 5,000 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share.
  • [F4]Received, in connection with the Merger, in exchange for an employee stock option to acquire 7,500 Venus Concept Ltd. ordinary shares with an original exercise price of $2.00 per share.
  • [F5]As of the Transaction Date, 12,103 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 1,202 options vest and become exercisable on each of December 6, 2019 and March 6, 2020.
  • [F6]Received, in connection with the Merger, in exchange for an employee stock option to acquire 25,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share.
  • [F7]As of the Transaction Date, 19,520 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 751 options vest and become exercisable monthly from November 9, 2019 through July 9, 2021, with the final vesting of 752 options on August 9, 2021.
  • [F8]Received, in connection with the Merger, in exchange for an employee stock option to acquire 62,500 Venus Concept Ltd. ordinary shares with an original exercise price of $4.00 per share.
  • [F9]As of the Transaction Date, 1,679 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 4,088 options vest ratably and become exercisable each month from November 8, 2019 to August 8, 2022.

Issuer

Venus Concept Inc.

CIK 0001409269

Entity typeother

Related Parties

1
  • filerCIK 0001789711

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:23 PM ET
Size
22.9 KB