4//SEC Filing
Kelley William Bernard 4
Accession 0001382963-19-000134
CIK 0001409269other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:29 PM ET
Size
12.7 KB
Accession
0001382963-19-000134
Insider Transaction Report
Form 4
Kelley William Bernard
President, Global Sales
Transactions
- Award
Common Stock
2019-11-07$3.75/sh+13,333$49,999→ 13,333 total - Award
Employee Stock Options (right to buy)
2019-11-07+23,068→ 23,068 totalExercise: $7.05Exp: 2027-08-09→ Common Stock (23,068 underlying) - Award
Employee Stock Options (right to buy)
2019-11-07+34,602→ 34,602 totalExercise: $5.25Exp: 2027-03-06→ Common Stock (34,602 underlying) - Award
Warrants (right to buy)
2019-11-07+13,333→ 13,333 totalExercise: $6.00From: 2020-05-07Exp: 2024-11-07→ Common Stock (6,666.5 underlying)
Footnotes (5)
- [F1]These securities were purchased from the Issuer at a purchase price of $3.75 per unit, consisting of one share of Common Stock and a warrant exercisable for 0.5 shares of Common Stock, with two warrants exercisable for one share of Common Stock at an exercise price of $6.00 per share.
- [F2]As of the Transaction Date, 28,834 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 2,884 options vest and become exercisable on each of December 6, 2019 and March 6, 2020.
- [F3]Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 60,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share.
- [F4]As of the Transaction Date, 12,487 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 10,581 options vest ratably and become exercisable each month from November 9, 2019 to August 9, 2021.
- [F5]Received, in connection with the Merger, in exchange for an employee stock option to acquire 40,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.00 per share.
Documents
Issuer
Venus Concept Inc.
CIK 0001409269
Entity typeother
Related Parties
1- filerCIK 0001789876
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 9:29 PM ET
- Size
- 12.7 KB