EQUUS TOTAL RETURN, INC. 4
4 · EQUUS TOTAL RETURN, INC. · Filed Oct 1, 2007
Insider Transaction Report
Form 4
DOUGLASS SAM P
10% Owner
Transactions
- Other
Common Stock
2007-09-27$7.74/sh+189,716$1,468,402→ 490,582 total(indirect: See Footnote)
Holdings
- 47,919(indirect: By Trust)
Common Stock
- 22,815
Common Stock
- 46,446(indirect: By Trust)
Common Stock
- 33,150(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]The securities were previously pledged to the Douglass Trust IV FBO Brooke Douglass and the the Douglass Trust IV FBO Sam Preston Douglass Jr. as collateral to secure certain promissory notes and transferred to the Douglass Trust IV FBO Brooke Douglass and the Douglass Trust IV FBO Sam Preston Douglass, Jr. in partial settlement of such notes. The settlement included $1,468,401.84 for the transferred securities and the issuance of additional promissory notes.
- [F2]Trusts FBO Douglass family members of which Mr. Douglass is trustee and lifetime beneficiary.