POLINO FRANK J 4
4 · FIRST NIAGARA FINANCIAL GROUP INC · Filed Mar 24, 2010
Insider Transaction Report
Form 4
POLINO FRANK J
Interim EVP - Consumer Banking
Transactions
- Award
Common Stock
2010-03-22+3,448→ 44,697 total - Sale
Common Stock
2010-02-16$13.77/sh−62,083$854,970→ 41,249 total
Holdings
- 15,861
Non-Qualified Stock Option (right to buy)
Exercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (15,861 underlying) - 15,700
Non-Qualified Stock Option (right to buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,700 underlying) - 5,944
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (5,944 underlying) - 28,327(indirect: By 401(k))
Common Stock
- 27,747
Non-Qualified Stock Option (right to buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (27,747 underlying) - 13,600
Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,600 underlying) - 18,654
Non-Qualified Stock Option (right to buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (18,654 underlying) - 6,573(indirect: by ESOP)
Common Stock
- 25,100
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying) - 8,900
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (8,900 underlying) - 10,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (10,600 underlying)
Footnotes (2)
- [F1]Option exercises reported on 2/16/10 were not properly reported as a same-day-sale. This transaction amends the 2/16/10 form 4 to report the same-day-sale.
- [F2]Represents vesting of performance based stock awards net of shares traded for applicable taxes.