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4//SEC Filing

POLINO FRANK J 4

Accession 0001384485-10-000016

CIK 0001051741other

View on SEC.gov Company Profile

Filed

Mar 23, 8:00 PM ET

Accepted

Mar 24, 3:55 PM ET

Size

19.1 KB

Accession

0001384485-10-000016

Insider Transaction Report

Form 4

Period: 2010-02-16

FIRST NIAGARA FINANCIAL GROUP INCFNFG

Interim EVP - Consumer Banking

Transactions

Award
Common Stock
2010-03-22+3,448→ 44,697 total
Sale
Common Stock
2010-02-16$13.77/sh−62,083$854,970→ 41,249 total

Holdings

Non-Qualified Stock Option (right to buy)
Exercise: $14.44From: 2011-01-25Exp: 2020-01-25→ Common Stock (15,861 underlying)
15,861
Non-Qualified Stock Option (right to buy)
Exercise: $14.70From: 2008-01-31Exp: 2017-01-31→ Common Stock (15,700 underlying)
15,700
Non-Qualified Stock Option (right to buy)
Exercise: $11.68From: 2003-08-28Exp: 2012-08-28→ Common Stock (5,944 underlying)
5,944
Common Stock
(indirect: By 401(k))
28,327
Non-Qualified Stock Option (right to buy)
Exercise: $12.02From: 2009-01-28Exp: 2018-01-28→ Common Stock (27,747 underlying)
27,747
Non-Qualified Stock Option (right to buy)
Exercise: $14.83From: 2007-09-08Exp: 2016-09-08→ Common Stock (13,600 underlying)
13,600
Non-Qualified Stock Option (right to buy)
Exercise: $12.93From: 2010-01-26Exp: 2019-01-26→ Common Stock (18,654 underlying)
18,654
Common Stock
(indirect: by ESOP)
6,573
Non-Qualified Stock Option (right to buy)
Exercise: $12.91From: 2005-12-28Exp: 2015-05-03→ Common Stock (25,100 underlying)
25,100
Non-Qualified Stock Option (right to buy)
Exercise: $13.28From: 2004-05-21Exp: 2013-05-21→ Common Stock (8,900 underlying)
8,900
Non-Qualified Stock Option (right to buy)
Exercise: $12.87From: 2005-05-04Exp: 2014-05-04→ Common Stock (10,600 underlying)
10,600

Footnotes (2)

[F1]Option exercises reported on 2/16/10 were not properly reported as a same-day-sale. This transaction amends the 2/16/10 form 4 to report the same-day-sale.
[F2]Represents vesting of performance based stock awards net of shares traded for applicable taxes.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST NIAGARA FINANCIAL GROUP INC

CIK 0001051741

Entity typeother

Related Parties

1

filerCIK 0001237048

Filing Metadata

Form type: 4
Filed: Mar 23, 8:00 PM ET
Accepted: Mar 24, 3:55 PM ET
Size: 19.1 KB

View on SEC.gov