4//SEC Filing
LITTLE SQUAW GOLD MINING CO 4
Accession 0001384637-07-000044
$GRMCCIK 0000059860operating
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 12:46 PM ET
Size
11.9 KB
Accession
0001384637-07-000044
Insider Transaction Report
Form 4
Frazier James
10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.99/sh+13,500$13,339→ 49,400 total(indirect: See Footnotes)
Forza Partners, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.99/sh+13,500$13,339→ 49,400 total(indirect: See Footnotes)
Forza Capital Management, L.L.C.
Director10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.99/sh+13,500$13,339→ 49,400 total(indirect: See Footnotes)
Atkinson David
Director10% Owner
Transactions
- Purchase
Common Stock
2007-11-02$0.99/sh+13,500$13,339→ 49,400 total(indirect: See Footnotes)
Footnotes (4)
- [F1]The filing of this Form 4 shall not be construed as an admission that Forza Capital Management, L.L.C. ("Forza Capital"), Forza Partners, L.P. (Forza Partners), David Atkinson, or James Frazier is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any shares of common stock, or warrants convertible to shares of common stock, of Little Squaw Gold Mining Company (the "Issuer)("Common Stock") held by Forza Partners or Forza Partners II, L.P. ("Forza Partners II"). Pursuant to Rule 16a-1, Forza Capital, Forza Partners, David Atkinson and James Frazier disclaim such beneficial ownership beyond their pecuniary interest.
- [F2]Forza Capital holds 5,736,016 shares of Common Stock indirectly through the account of Forza Partners, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners. Messrs. Atkinson and Frazier report the shares of Common Stock held indirectly by Forza Capital because, as the managing members of Forza Capital at the time of purchase, they controlled the disposition and voting of the securities.
- [F3]Forza Capital holds 574,806 shares of Class B Warrants which are convertible to 574,806 shares of Common Stock indirectly through the account of Forza Partners.
- [F4]Forza Capital holds 49,400 shares of Common Stock indirectly through the account of Forza Partners II, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners II. Messrs. Atkinson and Frazier report the shares of Common Stock held indirectly by Forza Capital because, as the managing members of Forza Capital at the time of purchase, they controlled the disposition and voting of the securities.
Documents
Issuer
LITTLE SQUAW GOLD MINING CO
CIK 0000059860
Entity typeoperating
IncorporatedAK
Related Parties
1- filerCIK 0000059860
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 12:46 PM ET
- Size
- 11.9 KB