4/A//SEC Filing
LITTLE SQUAW GOLD MINING CO 4/A
Accession 0001384637-08-000003
$GRMCCIK 0000059860operating
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 4:37 PM ET
Size
14.1 KB
Accession
0001384637-08-000003
Insider Transaction Report
Form 4/AAmended
Forza Partners, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2008-04-04+166,666→ 231,066 total(indirect: See Footnotes) - Purchase
Class D Warrant (right to buy)
2008-04-04+83,333→ 83,333 total(indirect: See Footnotes)From: 2008-04-08Exp: 2010-04-08→ Common Stock (83,333 underlying)
Forza Capital Management, L.L.C.
Director10% Owner
Transactions
- Purchase
Common Stock
2008-04-04+166,666→ 231,066 total(indirect: See Footnotes) - Purchase
Class D Warrant (right to buy)
2008-04-04+83,333→ 83,333 total(indirect: See Footnotes)From: 2008-04-08Exp: 2010-04-08→ Common Stock (83,333 underlying)
Atkinson David
Director10% Owner
Transactions
- Purchase
Common Stock
2008-04-04+166,666→ 231,066 total(indirect: See Footnotes) - Purchase
Class D Warrant (right to buy)
2008-04-04+83,333→ 83,333 total(indirect: See Footnotes)From: 2008-04-08Exp: 2010-04-08→ Common Stock (83,333 underlying)
Footnotes (7)
- [F1]The filing of this Form 4 shall not be construed as an admission that Forza Capital Management, L.L.C. ("Forza Capital"), Forza Partners, L.P. (Forza Partners), David Atkinson, or James Frazier is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any shares of common stock, or warrants convertible to shares of common stock, of Little Squaw Gold Mining Company (the "Issuer)("Common Stock") held by Forza Partners or Forza Partners II, L.P. ("Forza Partners II"). Pursuant to Rule 16a-1, Forza Capital, Forza Partners, and David Atkinson disclaim such beneficial ownership beyond their pecuniary interest.
- [F2]Forza Capital holds 5,736,016 shares of Common Stock indirectly through the account of Forza Partners, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners. Mr. Atkinson reports the shares of Common Stock held indirectly by Forza Capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition and voting of the securities.
- [F3]Forza Capital holds 574,806 shares of Class B Warrants which are convertible to 574,806 shares of Common Stock indirectly through the account of Forza Partners.
- [F4]Forza Capital holds 231,066 shares of Common Stock indirectly through the account of Forza Partners II, of which Forza Capital is the general partner. Forza Capital receives an allocation of net profits and an asset-based fee from, and owns a partnership interest in, Forza Partners II. Mr. Atkinson reports the shares of Common Stock held indirectly by Forza Capital because, as the managing member of Forza Capital at the time of purchase, he controlled the disposition and voting of the securities.
- [F5]Forza Capital holds 83,333 shares of Class D Warrants which are convertible to 83,333 shares of Common Stock indirectly through the account of Forza Partners II.
- [F6]The conversion price of the Series D Warrant is $0.85 from 4/8/2008 until 4/8/2009. From 4/8/2009 until 4/8/2010 , the warrant conversion price is $1.25. The warrants expire 4/8/2010.
- [F7]The reported securities are included within the 166,666 Units purchased for $0.60 per Unit. Each Unit consists of one share of Common Stock and one half of one Class D Warrant (each whole warrant is exercisable to acquire one share of Common Stock)
Documents
Issuer
LITTLE SQUAW GOLD MINING CO
CIK 0000059860
Entity typeoperating
IncorporatedAK
Related Parties
1- filerCIK 0000059860
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 4:37 PM ET
- Size
- 14.1 KB