OPIANT PHARMACEUTICALS, INC.·4

May 13, 4:10 PM ET

Silver Gabrielle Alison 4

4 · OPIANT PHARMACEUTICALS, INC. · Filed May 13, 2021

Insider Transaction Report

Form 4
Period: 2021-05-13
Transactions
  • Exercise/Conversion

    Common Stock

    2021-05-13$10.00/sh+365$3,65016,843 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2021-05-133650 total
    Exercise: $10.00Exp: 2021-05-16Common Stock (365 underlying)
Footnotes (1)
  • [F1]On May 17, 2016, the reporting person was granted an option to purchase 35,000 shares of Common Stock. The options vest as follows: (i) 11,667 share upon the up listing of the Issuer to The NASDAQ Stock Market (which occurred on August 29, 2017); (ii) 11,667 shares upon the cumulative funding of the Issuer in excess of $5,000,000 by institutional investors, commencing May 5, 2016 (which performance criteria was met on December 13, 2016); and (iii) 11,666 shares upon the first submission of a New Drug Application ("NDA") to the FDA for one of Issuer's products by either the Issuer or an Issuer licensee.

Documents

1 file
  • 4
    wf-form4_162093659271164.xmlPrimary

    FORM 4