BRASEL TIMOTHY 4
4 · AFH ACQUISITION IV, INC. · Filed Apr 21, 2011
Insider Transaction Report
Form 4
BRASEL TIMOTHY
DirectorVice President
Transactions
- Other
Common Stock
2011-02-16−2,500,000→ 0 total - Purchase
Common Stock
2011-02-16$2500.00/sh+500,000$1,250,000,000→ 500,000 total(indirect: See footnote)
Footnotes (1)
- [F1]On September 24, 2010, the Reporting Person, purchased an aggregate of 2,500,000 shares (the "Shares") of common stock, par value $0.001 per share (the "Common Stock") of the Issuer from AFH Holding and Advisory LLC ("AFH Holding"). On February 16, 2011, the purchase and sale of the Shares was rescinded by AFH Holding, pursuant to a Rescission Agreement, dated as of such date (the "Rescission Agreement"). In connection with the terms of the Rescission Agreement, AFH Holding agreed to segregate 500,000 Shares, represented by a certificate in the name of AFH Holding and Advisory LLC to be transferred to the Reporting Person, subject to and upon the closing of a business combination or other transaction pursuant to which the Issuer ceases to be a shell Company.