4/A//SEC Filing
RIIS KENNETH M 4/A
Accession 0001387131-13-001340
CIK 0001175483other
Filed
Apr 15, 8:00 PM ET
Accepted
Apr 16, 8:26 PM ET
Size
10.4 KB
Accession
0001387131-13-001340
Insider Transaction Report
Form 4/AAmended
RIIS KENNETH M
DirectorCEO and President
Transactions
- Other
Stock Option (right to buy)
2013-04-11+280,000→ 280,000 totalExercise: $6.70From: 2015-02-01Exp: 2015-12-31→ Common Stock, par value $0.01 (280,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+258,000→ 258,000 totalExercise: $6.71From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (258,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+212,000→ 212,000 totalExercise: $6.22From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (212,000 underlying)
Footnotes (2)
- [F1]The reported stock options were granted by the issuer to Fortress Operating Entity I ("FOE I"), an affiliate of the issuer's manager, in April 2012, May 2012 and July 2012, as applicable, pursuant to the terms of the issuer's Nonqualified Stock Option and Incentive Award Plan. FOE I assigned such options to the reporting person, who assumed the options for no value.
- [F2]The stock options may terminate earlier upon termination of employment, as set forth in the applicable award agreement.
Documents
Issuer
NEWCASTLE INVESTMENT CORP
CIK 0001175483
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001245522
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 15, 8:00 PM ET
- Accepted
- Apr 16, 8:26 PM ET
- Size
- 10.4 KB