RIIS KENNETH M 4/A
4/A · NEWCASTLE INVESTMENT CORP · Filed Apr 16, 2013
Insider Transaction Report
Form 4/AAmended
RIIS KENNETH M
DirectorCEO and President
Transactions
- Other
Stock Option (right to buy)
2013-04-11+280,000→ 280,000 totalExercise: $6.70From: 2015-02-01Exp: 2015-12-31→ Common Stock, par value $0.01 (280,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+258,000→ 258,000 totalExercise: $6.71From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (258,000 underlying) - Other
Stock Option (right to buy)
2013-04-11+212,000→ 212,000 totalExercise: $6.22From: 2015-01-01Exp: 2015-12-31→ Common Stock, par value $0.01 (212,000 underlying)
Footnotes (2)
- [F1]The reported stock options were granted by the issuer to Fortress Operating Entity I ("FOE I"), an affiliate of the issuer's manager, in April 2012, May 2012 and July 2012, as applicable, pursuant to the terms of the issuer's Nonqualified Stock Option and Incentive Award Plan. FOE I assigned such options to the reporting person, who assumed the options for no value.
- [F2]The stock options may terminate earlier upon termination of employment, as set forth in the applicable award agreement.