Ohr Pharmaceutical Inc·4

Sep 10, 5:56 PM ET

Ohr Pharmaceutical Inc 4

4 · Ohr Pharmaceutical Inc · Filed Sep 10, 2014

Insider Transaction Report

Form 4
Period: 2014-09-08
HIRSCHMAN ORIN
Director10% Owner
Transactions
  • Conversion

    Common Stock, $0.0001 par value

    2014-09-08$6.75/sh+71,888$485,2441,750,748 total(indirect: See)
  • Conversion

    Warrant

    2014-09-08337,481129,000 total(indirect: See)
    Exercise: $6.75From: 2013-04-18Exp: 2014-09-30Common Stock (337,481 underlying)
Footnotes (5)
  • [F1]The shares were acquired by the cashless exercise of warrants having an exercise price of $6.75 per share.
  • [F2]Includes options and warrants.
  • [F3]AIGH Investment Partners (AIGH) directly owns shares and warrants to purchase common stock. Mr. Hirschman is the sole member of AIGH and directly determines investment and voting decisions. Mr. Hirschman indirectly owns shares as custodian of accounts for the benefit of his minor children. Mr. Hirschman also owns options directly.
  • [F4]Includes options owned by Mr. Hirschman and warrants to purchase common stock owned by AIGH.
  • [F5]AIGH directly owns warrants to purchase common stock. Mr. Hirschman is the sole member of AIGH and directly determines investment and voting decisions.

Documents

1 file
  • 4
    hirschman-form4_090814.xmlPrimary

    OWNERSHIP DOCUMENT