|4Dec 19, 9:37 PM ET

Sypherd Stephen 4

4 · FS Investment Corp IV · Filed Dec 19, 2019

Insider Transaction Report

Form 4
Period: 2019-12-18
Sypherd Stephen
VP, Treasurer and Secretary
Transactions
  • Disposition to Issuer

    Common Stock

    2019-12-181,1650 total(indirect: See footnote)
Footnotes (2)
  • [F1]Disposed of in exchange for 1,588 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.
  • [F2]All shares held in a joint account with spouse.

Documents

1 file
  • 4
    sypherdfsiciv-form4_121819.xmlPrimary

    OWNERSHIP DOCUMENT