Sypherd Stephen 4
4 · FS Investment Corp III · Filed Dec 19, 2019
Insider Transaction Report
Form 4
Sypherd Stephen
VP, Treasurer & Secretary
Transactions
- Disposition to Issuer
Common Stock
2019-12-18−4,907→ 0 total(indirect: See footnote)
Footnotes (2)
- [F1]Disposed of in exchange for 4,811 shares of FS KKR Capital Corp II. (f/k/a FS Investment Corp.) ("FSK II") common stock in connection with the closing of the mergers of FSK II, FS Investment Corporation III ("FSIC III"), FS Investment Corporation IV ("FSIC IV") and Corporate Capital Trust II ("CCT II") pursuant to that certain Agreement and Plan of Merger, dated May 31, 2019 (the "Merger Agreement"), by and among FSK II, FSIC III, CCT II, FSIC IV, NT Acquisition 1, Inc., NT Acquisition 2, Inc., NT Acquisition 3, Inc. and FS/KKR Advisor, LLC.
- [F2]All shares held in a joint account with spouse.