Home/Filings/4/0001387131-21-003348
4//SEC Filing

Milligan John C.K. IV 4

Accession 0001387131-21-003348

CIK 0000025743other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 9:06 PM ET

Size

11.9 KB

Accession

0001387131-21-003348

Insider Transaction Report

Form 4
Period: 2021-03-04
Milligan John C.K. IV
DirectorPresident, Secretary, Director10% Owner
Transactions
  • Exercise of In-Money

    Warrant (right to buy)

    2021-03-04179,0000 total
    Exercise: $0.24Exp: 2021-03-06Common Stock (179,000 underlying)
  • Tax Payment

    Common Stock

    2021-03-04$1.46/sh29,964$43,7471,693,455 total
  • Exercise of In-Money

    Common Stock

    2021-03-04$0.24/sh+179,000$43,7481,723,419 total
  • Gift

    Common Stock

    2020-06-05434,8140 total(indirect: See Footnote)
Holdings
  • Common Stock

    (indirect: See Footnote)
    3,582,373
Footnotes (4)
  • [F1]On March 4, 2021, the reporting person exercised a warrant to purchase 179,000 shares of issuer common stock for $0.2444 per share. The reporting person paid the exercise price on a cashless basis, resulting in the issuer's withholding of 29,964 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 149,036 shares.
  • [F2]Shares were owned by the Milligan Irrevocable Nonexempt Trust - 2014. These securities were held in a trust for the benefit of the reporting person's spouse and children. The reporting person disclaims beneficial ownership of these securities and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F3]Shares are owned by John C.K. Milligan Revocable Trust U/A 08/10/2009, as amended.
  • [F4]The warrant vested quarterly in eight equal installments commencing June 30, 2011, becoming fully-vested on March 31, 2013.

Issuer

TherapeuticsMD, Inc.

CIK 0000025743

Entity typeother

Related Parties

1
  • filerCIK 0001532230

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 9:06 PM ET
Size
11.9 KB