Home/Filings/5/0001387131-21-009034
5//SEC Filing

NOMIS BAY LTD. 5

Accession 0001387131-21-009034

CIK 0001293310other

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 6:17 PM ET

Size

8.3 KB

Accession

0001387131-21-009034

Insider Transaction Report

Form 5
Period: 2020-12-31
Transactions
  • Expiration

    Call Option (Obligation to sell)

    2020-10-16806,532,433 total
    Exercise: $20.00From: 2020-10-13Exp: 2020-10-16Common Stock (8,000 underlying)
  • Sale

    Call Option (Obligation to sell)

    2020-10-13$0.09/sh80$86,532,433 total
    Exercise: $20.00From: 2020-10-13Exp: 2020-10-16Common Stock (8,000 underlying)
Footnotes (2)
  • [F1]On October 16, 2020, the related call option expired worthless.
  • [F2]Reflects the number of shares of derivative securities beneficially owned by the reporting person after such sale, which was previously included in the total shown in Table I Column 5 of the previous reports on Form 4 filed by the reporting person.

Issuer

HUMANIGEN, INC

CIK 0001293310

Entity typeother
IncorporatedBermuda

Related Parties

1
  • filerCIK 0001679448

Filing Metadata

Form type
5
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 6:17 PM ET
Size
8.3 KB