NOMIS BAY LTD. 5
5 · HUMANIGEN, INC · Filed Aug 27, 2021
Insider Transaction Report
Form 5Exit
HUMANIGEN, INCHGEN
NOMIS BAY LTD.
10% Owner
Transactions
- Sale
Call Option (Obligation to sell)
[F1][F2]2020-10-13$0.09/sh−80$8→ 6,532,433 totalExercise: $20.00From: 2020-10-13Exp: 2020-10-16→ Common Stock (8,000 underlying) - Expiration
Call Option (Obligation to sell)
[F1][F2]2020-10-16−80→ 6,532,433 totalExercise: $20.00From: 2020-10-13Exp: 2020-10-16→ Common Stock (8,000 underlying)
Footnotes (2)
- [F1]On October 16, 2020, the related call option expired worthless.
- [F2]Reflects the number of shares of derivative securities beneficially owned by the reporting person after such sale, which was previously included in the total shown in Table I Column 5 of the previous reports on Form 4 filed by the reporting person.
Signature
/s/ Peter Poole|2021-08-27