|5Aug 27, 6:17 PM ET

NOMIS BAY LTD. 5

5 · HUMANIGEN, INC · Filed Aug 27, 2021

Insider Transaction Report

Form 5
Period: 2020-12-31
Transactions
  • Expiration

    Call Option (Obligation to sell)

    2020-10-16806,532,433 total
    Exercise: $20.00From: 2020-10-13Exp: 2020-10-16Common Stock (8,000 underlying)
  • Sale

    Call Option (Obligation to sell)

    2020-10-13$0.09/sh80$86,532,433 total
    Exercise: $20.00From: 2020-10-13Exp: 2020-10-16Common Stock (8,000 underlying)
Footnotes (2)
  • [F1]On October 16, 2020, the related call option expired worthless.
  • [F2]Reflects the number of shares of derivative securities beneficially owned by the reporting person after such sale, which was previously included in the total shown in Table I Column 5 of the previous reports on Form 4 filed by the reporting person.

Documents

1 file
  • 5
    hgen-form5_123120.xmlPrimary

    OWNERSHIP DOCUMENT