4//SEC Filing
GSK PLC 4
Accession 0001387131-22-009897
$GSKCIK 0001583107other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 4:16 PM ET
Size
8.5 KB
Accession
0001387131-22-009897
Insider Transaction Report
Form 4
GLAXOSMITHKLINE PLC
10% Owner
Transactions
- Other
Exchangeable Senior Notes due 2023
2022-09-16→ 0 total(indirect: See Footnote)Exercise: $29.07→ Ordinary Shares (9,256,882 underlying) - Other
Ordinary Shares
2022-09-16$9.75/sh−9,644,807$94,036,868→ 0 total(indirect: By Corporation)
Footnotes (2)
- [F1]On September 16, 2022, the previously announced offer by GSK Finance (No.3) plc ("GSK Finance"), a wholly owned indirect subsidiary of GSK plc ("GSK"), to repurchase any and all of its Exchangeable Senior Notes due 2023 (the "Notes") exchangeable into ordinary shares ("Ordinary Shares") of Theravance Biopharma, Inc. ("Theravance Biopharma") expired, and on September 20, 2022, GSK Finance repurchased $269,061,000 aggregate principal amount of the Notes pursuant to that offer. The 9,644,792 Ordinary Shares that underlay the previously outstanding $280,336,000 aggregate principal amount of Notes were held directly by GSK Finance. Following the repurchase of the Notes and the subsequent cancellation of such Notes, $11,275,000 aggregate principal amount of Notes remain outstanding.
- [F2]All 9,644,807 Ordinary Shares previously held by GSK were sold back to Theravance Biopharma pursuant to a Stock Repurchase Agreement dated September 16, 2022.
Documents
Issuer
Theravance Biopharma, Inc.
CIK 0001583107
Entity typeother
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001131399
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 4:16 PM ET
- Size
- 8.5 KB