4/A//SEC Filing
Johnson Steven G. 4/A
Accession 0001387131-23-001144
CIK 0001377149other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 9:11 PM ET
Size
12.7 KB
Accession
0001387131-23-001144
Insider Transaction Report
Form 4/AAmended
Johnson Stephen G
DirectorPresident and COO10% Owner
Transactions
- Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (19,276,834 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.52Exp: 2025-02-16→ Common Stock (2,782,180 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-07-10→ Common Stock (15,319,192 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (17,500,000 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001495505
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 9:11 PM ET
- Size
- 12.7 KB