4/A//SEC Filing
HIGGINS JAMES R 4/A
Accession 0001387131-23-001146
CIK 0001377149other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 9:17 PM ET
Size
12.5 KB
Accession
0001387131-23-001146
Insider Transaction Report
Form 4/AAmended
HIGGINS JAMES R
Director
Transactions
- Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (16,064,029 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.52Exp: 2025-02-16→ Common Stock (2,140,138 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-07-10→ Common Stock (6,127,677 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (12,000,000 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $2,767,074, for a replacement note in the indicated principal aggregate amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 1,682,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001606619
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 9:17 PM ET
- Size
- 12.5 KB