4/A//SEC Filing
EPSTEIN STEVEN B 4/A
Accession 0001387131-23-001150
CIK 0001377149other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 9:20 PM ET
Size
12.5 KB
Accession
0001387131-23-001150
Insider Transaction Report
Form 4/AAmended
EPSTEIN STEVEN B
Director
Transactions
- Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (3,212,806 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 total(indirect: Stephen B. and Deborah L. Epstein)Exercise: $0.52Exp: 2025-02-16→ Common Stock (1,070,069 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-07-10→ Common Stock (1,531,919 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (4,000,000 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $783,672, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 178,846 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).
Documents
Issuer
CareView Communications Inc
CIK 0001377149
Entity typeother
Related Parties
1- filerCIK 0001276619
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 9:20 PM ET
- Size
- 12.5 KB