EPSTEIN STEVEN B 4/A

4/A · CareView Communications Inc · Filed Jan 31, 2023

Form 4/AAmended

Period: 2022-12-30

Director

Transactions

Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 total
Exercise: $0.05Exp: 2028-02-22→ Common Stock (3,212,806 underlying)
Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 total(indirect: Stephen B. and Deborah L. Epstein)
Exercise: $0.52Exp: 2025-02-16→ Common Stock (1,070,069 underlying)
Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 total
Exercise: $0.05Exp: 2028-07-10→ Common Stock (1,531,919 underlying)
Award
Secured Convertible Note
2022-12-30
Exercise: $0.10Exp: 2023-12-31→ Common Stock (4,000,000 underlying)

Footnotes (3)

[F1]On December 30, 2022, the reporting persons exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $783,672, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting persons surrendered for cancellation all outstanding warrants held by them representing an aggregate of 178,846 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
[F2]Immediately exercisable.
[F3]See footnote (1).

Documents

1 file