Wheeler L. Allen 4/A
4/A · CareView Communications Inc · Filed Jan 31, 2023
Insider Transaction Report
Form 4/AAmended
Wheeler L. Allen
Director
Transactions
- Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.52Exp: 2025-02-16→ Common Stock (2,140,138 underlying) - Disposition to Issuer
Secured Convertible Note
2022-12-30→ 0 totalExercise: $0.05Exp: 2028-02-22→ Common Stock (9,638,417 underlying) - Award
Secured Convertible Note
2022-12-30Exercise: $0.10Exp: 2023-12-31→ Common Stock (8,000,000 underlying)
Footnotes (3)
- [F1]On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $1,594,793, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 382,692 shares, for no value, the reporting of which is exempt under Rule 16a-4(d) of the Exchange Act.
- [F2]Immediately exercisable.
- [F3]See footnote (1).