HIGGINS JAMES R 4
4 · CareView Communications Inc · Filed Mar 31, 2023
Insider Transaction Report
Form 4
HIGGINS JAMES R
Director
Transactions
- Exercise/Conversion
Common Stock
2023-03-30$0.10/sh+12,000,000$1,200,000→ 17,231,445 total - Conversion
Replacement Note
2023-03-30→ 0 totalExercise: $0.10Exp: 2023-12-31→ Common Stock (12,000,000 underlying)
Holdings
- 5,270,484(indirect: See footnote)
Common Stock
- 1,361,538(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]On March 30, 2023, the Reporting Person converted a Replacement Note dated December 30, 2022 for $1,200,000 into 12,000,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.
- [F2]Shares are held by Julia A. Higgins Revocable Trust, DTD 12/1992.
- [F3]Shares are held by James and Julia Higgins, JTTEN.
- [F4]The Replacement Note was convertible immediately after issuance.
- [F5]See footnote 1.