Lightcap Jeffrey C 4
4 · CareView Communications Inc · Filed Mar 31, 2023
Insider Transaction Report
Form 4
Lightcap Jeffrey C
Director10% Owner
Transactions
- Exercise/Conversion
Common Stock
2023-03-30$0.10/sh+6,500,000$650,000→ 7,000,000 total - Exercise/Conversion
Common Stock
2023-03-30$0.10/sh−7,000,000$700,000→ 7,000,000 total(indirect: See footnote) - Conversion
Replacement Note
2023-03-30→ 0 totalExercise: $0.10Exp: 2023-12-31→ Common Stock (6,500,000 underlying) - Conversion
Replacement Note
2023-03-30→ 0 total(indirect: See footnote)Exercise: $0.10Exp: 2023-12-31→ Common Stock (7,000,000 underlying)
Footnotes (4)
- [F1]On March 30, 2023, the Reporting Persons converted Replacement Notes dated December 30, 2022 for an aggregate of $1,750,000 into an aggregate of 17,500,000 shares of the Company's Common Stock at a conversion price of $0.10 per share.
- [F2]Shares held by PENSCO Trust Company, LLC, not in corporate capacity but solely as Custodian for Individual Retirement Account of Jeffrey C. Lightcap.
- [F3]The Replacement Note was convertible immediately after issuance.
- [F4]See footnote 1.