4//SEC Filing
ALPHA & OMEGA SEMICONDUCTOR Ltd 4
Accession 0001387467-14-000142
$AOSLCIK 0001387467operating
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:05 PM ET
Size
8.9 KB
Accession
0001387467-14-000142
Insider Transaction Report
Form 4
Grizelj Tony
Other
Transactions
- Sale
Common Shares
2014-12-15$8.98/sh−4,500$40,420→ 9,246 total - Exercise/Conversion
Common Shares
2014-12-15$2.00/sh+4,500$9,000→ 13,746 total - Exercise/Conversion
Employee Share Option (right to buy)
2014-12-15$2.00/sh−4,500$9,000→ 18,000 totalExercise: $2.00Exp: 2015-04-14→ Common Shares (4,500 underlying)
Footnotes (4)
- [F1]Includes 7,174 shares subject to restricted stock unit awards granted that will be issued as those units vest.
- [F2]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2013.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.92 to $9.05, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F4]The option is fully vested and immediately exercisable for all option shares.
Documents
Issuer
ALPHA & OMEGA SEMICONDUCTOR Ltd
CIK 0001387467
Entity typeoperating
Related Parties
1- filerCIK 0001387467
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 4:05 PM ET
- Size
- 8.9 KB