Home/Filings/4/0001387467-18-000022
4//SEC Filing

Chang Daniel Kuang Ming 4

Accession 0001387467-18-000022

CIK 0001387467other

Filed

Mar 18, 8:00 PM ET

Accepted

Mar 19, 5:45 PM ET

Size

14.6 KB

Accession

0001387467-18-000022

Insider Transaction Report

Form 4
Period: 2018-03-15
Chang Daniel Kuang Ming
Senior VP of Marketing
Transactions
  • Exercise/Conversion

    Common Share

    2018-03-15+2,25049,820 total
  • Tax Payment

    Common Share

    2018-03-15$16.22/sh746$12,10049,074 total
  • Tax Payment

    Common Share

    2018-03-15$16.22/sh4,715$76,47744,359 total
  • Exercise/Conversion

    Performance RSU

    2018-03-152,5007,500 total
    Exercise: $0.00Common Share (2,500 underlying)
  • Award

    Performance RSU

    2018-03-15+13,00013,000 total
    Exercise: $0.00Common Shares (13,000 underlying)
  • Award

    Common Share

    2018-03-15+8,00052,359 total
Footnotes (7)
  • [F1]Represents the actual number of common shares issued upon vesting of performance share units ("PSU") based on the level of achievement of specified performance goals set forth in the Reporting Person's PSU agreement.
  • [F2]Includes an aggregate of 32,642 shares subject to restricted share units (RSU) awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
  • [F3]Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of PSU granted on March 15, 2017.
  • [F4]Shares withheld to satisfy the Issuer's tax withholding obligation upon the vesting of RSU granted on March 17, 2014, March 16, 2015, March 15, 2016, and March 15, 2017.
  • [F5]The RSU shall vest in equal annual installments over four (4) years from March 15, 2018, provided that the Reporting Person remains in the Issuer's service through each such vesting date.
  • [F6]Represents the vesting of one-fourth (1/4) of PSUs granted on March 15, 2017 upon the achievement of specified performance goals as certified by the compensation committee of the board of directors of the Issuer on March 15, 2018.
  • [F7]Each RSU represents the right to receive a specified number of common shares upon the achievement of certain performance goals of the company.

Issuer

ALPHA & OMEGA SEMICONDUCTOR Ltd

CIK 0001387467

Entity typeother

Related Parties

1
  • filerCIK 0001649943

Filing Metadata

Form type
4
Filed
Mar 18, 8:00 PM ET
Accepted
Mar 19, 5:45 PM ET
Size
14.6 KB