Chang Daniel Kuang Ming 4
4 · ALPHA & OMEGA SEMICONDUCTOR Ltd · Filed Apr 18, 2018
Insider Transaction Report
Form 4
Chang Daniel Kuang Ming
Senior VP of Marketing
Transactions
- Sale
Common Share
2018-04-17$16.00/sh−3,750$60,000→ 50,693 total - Exercise/Conversion
Common Share
2018-04-17$7.44/sh+3,750$27,900→ 54,443 total - Exercise/Conversion
Employee Share Option (right to buy)
2018-04-17−3,750→ 5,730 totalExercise: $7.44Exp: 2024-03-16→ Common Shares (3,750 underlying)
Footnotes (4)
- [F1]Includes an aggregate of 32,642 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
- [F2]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2018.
- [F3]The price reported in Column 4 is the exact price at which all shares were sold.
- [F4]The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.