Chang Daniel Kuang Ming 4
4 · ALPHA & OMEGA SEMICONDUCTOR Ltd · Filed Jun 20, 2018
Insider Transaction Report
Form 4
Chang Daniel Kuang Ming
Senior VP of Marketing
Transactions
- Sale
Common Share
2018-06-18$15.80/sh−3,834$60,567→ 47,723 total - Sale
Common Share
2018-06-18$16.00/sh−539$8,624→ 47,184 total - Sale
Common Share
2018-06-19$16.00/sh−5,108$81,728→ 42,076 total
Footnotes (5)
- [F1]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 17, 2018.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.62 to $16.00, inclusive. The Reporting Person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- [F3]Includes an aggregate of 32,642 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
- [F4]Includes 864 shares acquired under the Issuer's Employee Stock Purchase Plan on May 14, 2018.
- [F5]The price reported in Column 4 is the exact price at which all shares were sold.