4//SEC Filing
Ho Yueh-Se 4
Accession 0001387467-20-000073
CIK 0001387467other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 12:12 PM ET
Size
9.1 KB
Accession
0001387467-20-000073
Insider Transaction Report
Form 4
Ho Yueh-Se
DirectorChief Operating Officer
Transactions
- Exercise/Conversion
Common Shares
2020-11-09$8.45/sh+623$5,264→ 315,641 total - Exercise/Conversion
Employee Share Option (right to buy)
2020-11-09−623→ 1,927 totalExercise: $8.45Exp: 2023-02-13→ Common Shares (623 underlying) - Sale
Common Shares
2020-11-09$21.50/sh−623$13,395→ 315,018 total
Footnotes (4)
- [F1]Includes an aggregate of 36,875 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,812 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- [F2]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2020.
- [F3]The price reported in Column 4 is the exact price at which all shares were sold.
- [F4]All options are fully vested and exercisable.
Documents
Issuer
ALPHA & OMEGA SEMICONDUCTOR Ltd
CIK 0001387467
Entity typeother
Related Parties
1- filerCIK 0001522313
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 12:12 PM ET
- Size
- 9.1 KB