Ho Yueh-Se 4
4 · ALPHA & OMEGA SEMICONDUCTOR Ltd · Filed Nov 24, 2020
Insider Transaction Report
Form 4
Ho Yueh-Se
DirectorChief Operating Officer
Transactions
- Exercise/Conversion
Common Shares
2020-11-20$7.44/sh+11,667$86,802→ 230,285 total - Exercise/Conversion
Employee Share Option (right to buy)
2020-11-20−960→ 0 totalExercise: $8.45Exp: 2023-02-13→ Common Shares (960 underlying) - Sale
Common Shares
2020-11-20$21.50/sh−11,667$250,841→ 218,618 total - Exercise/Conversion
Common Shares
2020-11-20$8.45/sh+960$8,112→ 219,578 total - Sale
Common Shares
2020-11-20$21.50/sh−51,673$1,110,970→ 218,618 total - Sale
Common Shares
2020-11-20$21.50/sh−960$20,640→ 218,618 total - Exercise/Conversion
Employee Share Option (right to buy)
2020-11-20−11,667→ 20,000 totalExercise: $7.44Exp: 2024-03-16→ Common Share (11,667 underlying)
Footnotes (4)
- [F1]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 14, 2020.
- [F2]The price reported in Column 4 is the exact price at which all shares were sold.
- [F3]Includes an aggregate of 36,875 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2017, March 15, 2018, and March 15, 2019, and March 16, 2020, which will be issued as such units vest in accordance with their terms, and excludes (a) 17,500 unvested common shares subject to the PSU granted on March 16, 2020, which may become vested upon achievement of certain corporate performance goals in the future and (b) 2,812 unvested common shares subject to the 2017 PSU and 11,000 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- [F4]All options are fully vested and exercisable.