4//SEC Filing
Ho Yueh-Se 4
Accession 0001387467-21-000082
CIK 0001387467other
Filed
Nov 7, 7:00 PM ET
Accepted
Nov 8, 8:20 PM ET
Size
10.6 KB
Accession
0001387467-21-000082
Insider Transaction Report
Form 4
Ho Yueh-Se
DirectorChief Operating Officer
Transactions
- Sale
Common Shares
2021-11-05$40.00/sh−31,742$1,269,680→ 189,583 total - Exercise/Conversion
Common Shares
2021-11-05$7.44/sh+20,000$148,800→ 209,583 total - Sale
Common Shares
2021-11-05$40.00/sh−20,000$800,000→ 189,583 total - Exercise/Conversion
Employee Share Option (right to buy)
2021-11-05+20,000→ 0 totalExercise: $7.44Exp: 2024-03-16→ Common Share (20,000 underlying)
Footnotes (5)
- [F1]The sales were effected pursuant to a Rule 10b5-1 trading plan adopted previously by the Reporting Person.
- [F2]The price reported in Column 4 is the exact price at which all shares were sold.
- [F3]Includes an aggregate of 23,658 shares subject to Restricted Share Unit awards (RSU) granted on March 15, 2018, March 15, 2019, March 16, 2020, and March 9, 2021 which will be issued as such units vest in accordance with their terms, and excludes 5,500 unvested common shares subject to the 2018 PSU which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- [F4]Includes 13,125 unvested common shares subject to the 2020 PSU granted on March 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the Reporting Person.
- [F5]All options are fully vested and exercisable.
Documents
Issuer
ALPHA & OMEGA SEMICONDUCTOR Ltd
CIK 0001387467
Entity typeother
Related Parties
1- filerCIK 0001522313
Filing Metadata
- Form type
- 4
- Filed
- Nov 7, 7:00 PM ET
- Accepted
- Nov 8, 8:20 PM ET
- Size
- 10.6 KB